Internal Controller (Casa de Bolsa)
Plata CardCore Responsibilities
Design and formalize the Internal Control Manual per CUCB. Establish the annual internal audit plan and risk-based control matrix. Review and sign off on all regulatory manuals prior to CNBV submission. Conduct the pre-operational self-assessment against the CNBV Authorization Guide checklist. Lead internal preparation for the CNBV commencement-of-operations inspection.
Requirements
Minimum 8 years in regulatory compliance, internal audit, or internal control at a regulated financial institution. Current AMIB certification as Contralor Normativo is a hard, non-negotiable prerequisite. Deep knowledge of the CUCB, LMV, and CNBV inspection and regulatory processes. Willingness to be individually registered with the CNBV and accept personal regulatory accountability.
Key Skills & Technologies
Additional Information
Experience Level
Senior
Job Language
Spanish
Employment Type
Full-time
Work Mode
On-site